Help

Start-Up Securities Issues

Common financing options and the associated legal obligations, including federal and state securities laws and regulations

  • Product Number: 2240019P01
  • CLE Credits, earn up to:
    2 substantive credits, 0 ethics credits CLE Credit Note
  • Print Brochure
  • Add to Favorites List

Choose Date/Location:

Registration for this program is closed
Also Available:
MP3 Download
MP3 Download Add to Cart
Includes downloadable supporting materials. $145.00; Members $130.50; New Lawyers $72.50 Free for OnlinePass subscribers.
Ondemand Webcast
On Demand Webcast Add to Cart
Includes downloadable supporting materials. $145.00; Members $130.50; New Lawyers $72.50 Free for OnlinePass subscribers.
On Demand video and audio
Related On Demand Videos
See Agenda below to purchase individual video segments from this program. Pricing varies by video length. Member and new lawyer pricing available. Free for OnlinePass subscribers.
  • Product Description
  • Agenda & Materials
  • Faculty
  • Product Description

    Product Description

    Start-up companies are a vital component of the American economy, contributing to job creation, innovation, and economic growth. Their disruptive nature and ability to challenge long-established industries and business models make them key drivers of change and progress contributing to a dynamic, competitive economy.

    Start-ups require capital to fund their research, product development, operations, and growth. Funding is typically secured by offering securities to investors which represent ownership, debt, or the right to a portion of the profits or assets of the company. These investors are interested in earning a return on their investment, supporting innovative ideas, establishing a key strategic relationship, or helping a friend or family member. Investors may include venture capital firms, institutional investors, industry participants, angel investors, or other individual investors.

    These offerings must comply with federal and state securities laws and regulations. It is important for lawyers who advise start-ups to understand the typical financing options for these companies, when they are used, and the associated legal obligations to ensure compliance and avoid potential adverse legal, financial, and reputational consequences for the issuers. Get the foundation you need to help you counsel start-up companies.

  • Agenda

    Agenda & Materials

    Please Note

    MCLE webcasts are delivered completely online, underscoring their convenience and appeal. There are no published print materials. All written materials are available electronically only. They are posted 24 hours prior to the program and can be accessed, downloaded, or printed from your computer.

  • Faculty
TOP