Start-Up Securities Issues
Common financing options and the associated legal obligations, including federal and state securities laws and regulations
- Product Number: 2240019P01
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CLE Credits, earn up to:
2 substantive credits, 0 ethics credits CLE Credit Note -
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Product Description
Product Description
Start-up companies are a vital component of the American economy, contributing to job creation, innovation, and economic growth. Their disruptive nature and ability to challenge long-established industries and business models make them key drivers of change and progress contributing to a dynamic, competitive economy.
Start-ups require capital to fund their research, product development, operations, and growth. Funding is typically secured by offering securities to investors which represent ownership, debt, or the right to a portion of the profits or assets of the company. These investors are interested in earning a return on their investment, supporting innovative ideas, establishing a key strategic relationship, or helping a friend or family member. Investors may include venture capital firms, institutional investors, industry participants, angel investors, or other individual investors.
These offerings must comply with federal and state securities laws and regulations. It is important for lawyers who advise start-ups to understand the typical financing options for these companies, when they are used, and the associated legal obligations to ensure compliance and avoid potential adverse legal, financial, and reputational consequences for the issuers. Get the foundation you need to help you counsel start-up companies.
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Agenda
Agenda & Materials
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3:00 - 3:35 pm
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11:45 am - 12:30 pm
You Be the Judge: The Parent Trap
Observe local practitioners presenting arguments/responses for temporary orders and/or contempt based on sophisticated fact pattern, responding to Judge’s questions, with attendees weighing in on decision. -
12:30 pm -1:30 pm
Lunch – Provided for Faculty
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3:35 - 4:15 pm
Overview of Securities Laws; Common Private Placement Exceptions; Pitfalls
on demand video Add to Cart -
1:30 pm - 2:00 pm
Decisions on You Be the Judge - continued
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4:15 - 4:50 pm
Start-Up Financing Tools
on demand video Add to Cart -
2:00 pm - 2:45 pm
Kramer v. Kramer
Tips from the pros – what will work best for your case in the areas of high conflict and parental alienation. Sample orders for parenting and parent’s involvement in parenting time exchanges, therapy, etc. will be provided. -
2:00 pm - 2:45 pm
Kramer v. Kramer
Tips from the pros – what will work best for your case in the areas of high conflict and parental alienation. Sample orders for parenting and parent’s involvement in parenting time exchanges, therapy, etc. will be provided. -
2:45 pm - 2:55 pm
Networking and Refreshment Break
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2:55 pm - 3:40 pm
The Birdcage
A look at parenting plans and issues for atypical families and atypical children. This panel will discuss a wide range of issues related to parenting time and custody for children with special needs, transitioning children, as well as parents with challenges such as chronic or progressive illnesses like MS or cancer, transitioning parents, and parents with traumatic brain injuries. -
3:40 pm - 4:15 pm
Waiting to Exhale...Lobby Conference
An informed discussion and question and answer session with members of the judiciary on the family law issues affecting your practice.
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- Faculty